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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 228 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

228 advisors

Unlock all 228
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Carlene AbrahamLibertyville, ILHarbour Investments, Inc.Adviser and broker–Atlas2023
2Pamela K. AhlersHouston, TXHarbour Investments, Inc.Adviser and brokerCFPAtlas2000
3Desiree D. AlexanderFitchburg, WIHarbour Investments, Inc.Adviser and broker–Atlas2022
4Jason R. AngerOostburg, WIHarbour Investments, Inc.Adviser and broker–Atlas2022
5Jeremy A. ArgueFitchburg, WIHarbour Investments, Inc.Adviser and brokerChFCAtlas2011
6John R. AugustinBrookfield, WIHarbour Investments, Inc.Adviser and brokerChFCAtlas2001
7Michael D. BaerMadison, WIHarbour Investments, Inc.Adviser and broker–Atlas2018
8Preston B. BakerReed City, MIHarbour Investments, Inc.Adviser and broker–Atlas2023
9William B. BasinskiEdmonds, WAHarbour Investments, Inc.Adviser only–Atlas2026
10Matthew C. BayerKettering, OHHarbour Investments, Inc.Adviser and broker–Atlas2018

218 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.