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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 12 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

12 advisors

Unlock all 12
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Justin M. CifoneNew York, NYDominari Securities LLCAdviser and broker–Atlas2024
2Christopher F. DevallNew York, NYDominari Securities LLCAdviser and broker–Atlas2026
3Christopher GiuntaNew York, NYDominari Securities LLCAdviser and broker–Atlas2025
4William L. HaringNew York, NYDominari Securities LLCAdviser and broker–Atlas2023
5Larry D. LavoiceNew York, NYDominari Securities LLCAdviser and broker–Atlas2007
6Eric NewmanNew York, NYDominari Securities LLCAdviser and broker–Atlas2015
7Jerome F. NilesNew York, NYDominari Securities LLCAdviser and broker–Atlas2009
8Najat RhoniNew York, NYDominari Securities LLCAdviser and broker–Atlas2014
9Ian SteffensenNew York, NYDominari Securities LLCAdviser and broker–Atlas2026
10John M. WilliamsNew York, NYDominari Securities LLCAdviser and broker–Atlas2024

2 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.