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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 156 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

156 advisors

Unlock all 156
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Argam AghazarianGlendale, CAThrivent Investment Management Inc.Adviser and broker–Atlas2018
2Frederick R. Allen IIIAnaheim, CAThrivent Investment Management Inc.Adviser and broker–Atlas2023
3Mark W. AllertCorona, CAThrivent Investment Management Inc.Adviser and broker–Atlas2017
4Matthew R. Andre-BurnsBrea, CAThrivent Investment Management Inc.Adviser and broker–Atlas2020
5George L. AndrewsLancaster, CAThrivent Investment Management Inc.Adviser and broker–Atlas2005
6Laura A. ArronaReseda, CAThrivent Investment Management Inc.Adviser and broker–Atlas2021
7Diana AshbaughCosta Mesa, CAThrivent Investment Management Inc.Adviser and broker–Atlas2024
8Sarah F. AuernhammerRedondo Beach, CAThrivent Investment Management Inc.Adviser and broker–Atlas2004
9Bradley N. BaerRoseville, CAThrivent Investment Management Inc.Adviser and broker–Atlas2004
10Jason BednarWoodland Hills, CAThrivent Investment Management Inc.Adviser and broker–Atlas2025

146 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.