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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 6 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

6 advisors

Unlock all 6
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Ronald W. CavillLas Cruces, NMMarshall Investment Management, LLCAdviser and brokerCFPAtlas2006
2Samantha ChavarriaLas Cruces, NMMarshall Investment Management, LLCAdviser and broker–Atlas2024
3Diego Gallardo AntunezGreenwood Village, COMarshall Investment Management, LLCAdviser and broker–Atlas2025
4Todd M. KirschLargo, FLMarshall Investment Management, LLCAdviser and brokerCFP, ChFCAtlas2008
5Dennis E. MarshallGreenwood Village, COMarshall Investment Management, LLCAdviser and broker–Atlas2006
6Kristin L. SchoenfelderGreenwood Village, COMarshall Investment Management, LLCAdviser and brokerCFPAtlas2011

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.