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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 17 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

17 advisors

Unlock all 17
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Jamil M. AbdullahOntario, CAFalcon Wealth Planning, LLCAdviser onlyCFP, CFAAtlas2021
2Dave A. Boothe Jr.Ontario, CAFalcon Wealth Planning, LLCAdviser onlyCFPAtlas2018
3Quinn C. CarranzaOntario, CAFalcon Wealth Planning, LLCAdviser onlyCFPAtlas2022
4Christopher CarreonOntario, CAFalcon Wealth Planning, LLCAdviser only–Atlas2016
5Michael L. Caster IIGilbert, AZFalcon Wealth Planning, LLCAdviser onlyCFPAtlas2015
6Alexandra CastilloOntario, CAFalcon Wealth Planning, LLCAdviser only–Atlas2025
7Cory B. GriffithsOntario, CAFalcon Wealth Planning, LLCAdviser onlyCFPAtlas2025
8Michael G. JensenOntario, CAFalcon Wealth Planning, LLCAdviser onlyCFPAtlas2012
9Pietro LombardiIrvine, CAFalcon Wealth Planning, LLCAdviser onlyCFPAtlas2003
10Kevin D. MayoOntario, CAFalcon Wealth Planning, LLCAdviser onlyCFPAtlas2003

7 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.