Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,212Registered advisersEvery investment adviser representative
- 304,829Dually registered77% are also broker reps
- 93,383Adviser onlyNot registered with a broker-dealer
- 25,629FirmsWhere they're registered
- 56,885CFPs10,996 CFAs, 12,688 ChFCs
From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
9 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Thomas E. AagaardLisle, IL | Amplify Etfs | Adviser and broker | – | Atlas | 2011 |
| 2William B. BaileyLisle, IL | Amplify Etfs | Adviser and broker | – | Atlas | 2022 |
| 3Derek W. JanuarioGlastonbury, CT | Amplify Etfs | Adviser and broker | – | Atlas | 2017 |
| 4Peter JohanikLisle, IL | Amplify Etfs | Adviser and broker | – | Atlas | 2026 |
| 5Christopher J. JonesLisle, IL | Amplify Etfs | Adviser and broker | – | Atlas | 2020 |
| 6Dennis A. MacdonaldLisle, IL | Amplify Etfs | Adviser and broker | – | Atlas | 2001 |
| 7Bradford C. MartinLisle, IL | Amplify Etfs | Adviser and broker | – | Atlas | 2026 |
| 8Carter J. SpeelmanLisle, IL | Amplify Etfs | Adviser and broker | – | Atlas | 2026 |
| 9William Z. WaxLisle, IL | Amplify Etfs | Adviser and broker | – | Atlas | 2026 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.