Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 36 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
36 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Marci S. BairSan Diego, CA | The Wealth Consulting Group | Adviser and broker | CFP | Atlas | 2002 |
| 2Dane M. BrockmanLa Jolla, CA | The Wealth Consulting Group | Adviser and broker | CFP | Atlas | 2010 |
| 3Chad G. BruechertCosta Mesa, CA | The Wealth Consulting Group | Adviser and broker | – | Atlas | 2026 |
| 4James S. CaveSacramento, CA | The Wealth Consulting Group | Adviser and broker | – | Atlas | 2007 |
| 5Morgan R. DavisSan Diego, CA | The Wealth Consulting Group | Adviser only | – | Atlas | 2017 |
| 6Carol Ann DonahueSan Diego, CA | The Wealth Consulting Group | Adviser only | ChFC | Atlas | 2015 |
| 7Gloria R. FranzPalm Desert, CA | The Wealth Consulting Group | Adviser and broker | CFP | Atlas | 2000 |
| 8Jeffrey R. GallSan Ramon, CA | LPL Financial LLC +1 more | Adviser and broker | CFP, ChFC | Atlas | 1999 |
| 9John Paul Guimaraes Jr.Westlake Village, CA | The Wealth Consulting Group | Adviser and broker | – | Atlas | 2026 |
| 10Jana L. HamPalm Desert, CA | The Wealth Consulting Group | Adviser and broker | – | Atlas | 2009 |
26 more advisors match.
Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.