Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,212Registered advisersEvery investment adviser representative
- 304,829Dually registered77% are also broker reps
- 93,383Adviser onlyNot registered with a broker-dealer
- 25,629FirmsWhere they're registered
- 56,885CFPs10,996 CFAs, 12,688 ChFCs
From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 14 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
14 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Dirk S. AulabaughNewport Beach, CA | Green Street | Adviser only | – | Atlas | 2012 |
| 2Michael P. BarackmanNewport Beach, CA | Green Street | Adviser only | – | Atlas | 2018 |
| 3Roya BouzariNewport Beach, CA | Green Street | Adviser only | – | Atlas | 2025 |
| 4Jacob T. BrackenNewport Beach, CA | Green Street | Adviser only | – | Atlas | 2019 |
| 5John E. FilleyNewport Beach, CA | Green Street | Adviser only | – | Atlas | 2021 |
| 6Robyn A. FrancisNewport Beach, CA | Green Street | Adviser only | – | Atlas | 2007 |
| 7Sage H. HaleNewport Beach, CA | Green Street | Adviser only | – | Atlas | 2020 |
| 8Roy JiangNewport Beach, CA | Green Street | Adviser only | CFA | Atlas | 2022 |
| 9Juella M. OwenswallerNewport Beach, CA | Green Street | Adviser only | – | Atlas | 2014 |
| 10Bayle R. Smith Jr.Newport Beach, CA | Green Street | Adviser only | CFA | Atlas | 2014 |
4 more advisors match.
Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.