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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Guerdon T. ElyChico, CAIntegrated Advisors Network LLCAdviser onlyCFP, ChFCAtlas2002
2David A. FosterSan Diego, CAIntegrated Advisors Network LLCAdviser onlyCFAAtlas2023
3Leslie H. MillerLarkspur, CAIntegrated Advisors Network LLCAdviser only–Atlas2012
4Anna C. NelsonChico, CAIntegrated Advisors Network LLCAdviser only–Atlas2006
5Douglas W. ShultzSan Diego, CAIntegrated Advisors Network LLCAdviser only–Atlas2014
6Michael C. StephensonSan Diego, CAIntegrated Advisors Network LLCAdviser only–Atlas2019
7Mason S. TuckerSan Diego, CAIntegrated Advisors Network LLCAdviser only–Atlas2019
8Patrick E. WhiteMenlo Park, CAIntegrated Advisors Network LLCAdviser only–Atlas1997
9Charles H. WoodwardSausalito, CAIntegrated Advisors Network LLCAdviser only–Atlas1997
10Geoffrey M. ZimmermanWalnut Creek, CAIntegrated Advisors Network LLCAdviser onlyCFPAtlas1997

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.