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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

9 advisors

Unlock all 9
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Tyler J. CoderDes Moines, IACompound Planning, Inc.Adviser onlyCFP, PFSAtlas2022
2Isaac F. FranksDes Moines, IACompound Planning, Inc.Adviser onlyCFPAtlas2022
3Kevin G. LorsJohnston, IACompound Planning, Inc.Adviser onlyCFPAtlas2013
4Lindsey T. OneilJohnston, IACompound Planning, Inc.Adviser onlyCFPAtlas2018
5Alexander D. RickeDes Moines, IACompound Planning, Inc.Adviser onlyCFPAtlas2020
6Joleen A. ScheerJohnston, IACompound Planning, Inc.Adviser onlyCFPAtlas2012
7Aaron M. SchomerJohnston, IACompound Planning, Inc.Adviser onlyCFPAtlas2004
8Jannifer L. ShullIndianola, IACompound Planning, Inc.Adviser only–Atlas2012
9Alexander S. SnyderDes Moines, IACompound Planning, Inc.Adviser onlyCFPAtlas2022

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.