Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 8 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
8 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1James W. AllenBirmingham, AL | Newedge Advisors | Adviser only | – | Atlas | 2006 |
| 2Kimberly P. HarlessBirmingham, AL | Newedge Advisors | Adviser only | – | Atlas | 2006 |
| 3Thomas L. JoyBirmingham, AL | Newedge Advisors | Adviser only | – | Atlas | 2021 |
| 4John F. Long Jr.Birmingham, AL | Newedge Advisors | Adviser only | – | Atlas | 2024 |
| 5Natalie D. Manning DealBirmingham, AL | Newedge Advisors | Adviser only | – | Atlas | 2022 |
| 6Nicholas G. RobillardBirmingham, AL | Newedge Advisors | Adviser only | – | Atlas | 2024 |
| 7Tony R. SmithBirmingham, AL | Newedge Advisors | Adviser only | – | Atlas | 1993 |
| 8Cynthia A. ThomasBirmingham, AL | Newedge Advisors | Adviser only | – | Atlas | 2007 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.