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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 11 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

11 advisors

Unlock all 11
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Dail B. BlakeOverland Park, KSUmb Financial Services, Inc.Adviser and broker–Atlas2003
2McKenna L. BottsOverland Park, KSUmb Financial Services, Inc.Adviser and broker–Atlas2024
3Chad W. ClementLeawood, KSUmb Financial Services, Inc.Adviser and broker–Atlas2012
4Michael D. ClevelandOverland Park, KSUmb Financial Services, Inc.Adviser and broker–Atlas2010
5Cathy R. KeenOverland Park, KSUmb Financial Services, Inc.Adviser and broker–Atlas2014
6Jason A. LewisOverland Park, KSUmb Financial Services, Inc.Adviser and broker–Atlas2010
7Matthew K. ReevesOverland Park, KSUmb Financial Services, Inc.Adviser and brokerCFPAtlas2011
8Michael P. SabettaOverland Park, KSUmb Financial Services, Inc.Adviser only–Atlas2013
9Daniel J. ShearmanOverland Park, KSUmb Financial Services, Inc.Adviser only–Atlas2021
10Brenna R. StaplesOverland Park, KSUmb Financial Services, Inc.Adviser only–Atlas2019

1 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.