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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Michael AudrainBoston, MATransatlantique Private Wealth LLCAdviser only–Atlas2019
2Erwan CollobertSan Francisco, CATransatlantique Private Wealth LLCAdviser only–Atlas2026
3Louiza FerraraNew York, NYTransatlantique Private Wealth LLCAdviser onlyCFAAtlas2020
4Cesar P. FlotatNew York, NYTransatlantique Private Wealth LLCAdviser only–Atlas2026
5Hugo GozlanNew York, NYTransatlantique Private Wealth LLCAdviser only–Atlas2024
6Jerome J. KhaskiNew York, NYTransatlantique Private Wealth LLCAdviser only–Atlas2016
7William M. LevesqueNew York, NYTransatlantique Private Wealth LLCAdviser only–Atlas2022
8Benjamin P. RobinotNew York, NYTransatlantique Private Wealth LLCAdviser only–Atlas2018
9Xavier VolatierNew York, NYTransatlantique Private Wealth LLCAdviser only–Atlas2017
10Thomas Wopat-MoreauNew York, NYTransatlantique Private Wealth LLCAdviser only–Atlas2020

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.