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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 22 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

22 advisors

Unlock all 22
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Pay-Min I. ChangMonrovia, CATransglobal Advisory, LLCAdviser and brokerCFPAtlas2014
2Francis ChoyMonrovia, CATransglobal Advisory, LLCAdviser and brokerCFPAtlas2023
3Xiaomeng DaiMonrovia, CATransglobal Advisory, LLCAdviser onlyCFAAtlas2024
4Qi FangMonrovia, CATransglobal Advisory, LLCAdviser and broker–Atlas2022
5Bowen GuanMonrovia, CATransglobal Advisory, LLCAdviser and brokerCFPAtlas2026
6Patricia W. HarrisMonrovia, CATransglobal Advisory, LLCAdviser and brokerCFPAtlas2019
7Jamie HassMonrovia, CATransglobal Advisory, LLCAdviser and brokerCFPAtlas2025
8Philip C. HuMonrovia, CATransglobal Advisory, LLCAdviser and brokerCFPAtlas2005
9Joseph H. LeeMonrovia, CATransglobal Advisory, LLCAdviser and broker–Atlas2002
10Shuning LiMonrovia, CATransglobal Advisory, LLCAdviser and broker–Atlas2019

12 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.