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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Michael A. BarattaAtlanta, GAFiscal Wisdom Wealth Management LLCAdviser and brokerChFCAtlas2007
2Richard A. Bean Jr.Canton, CTFiscal Wisdom Wealth Management LLCAdviser onlyCFPAtlas2000
3Michael E. ChadwickCanton, CTFiscal Wisdom Wealth Management LLC +1 moreAdviser and brokerCFP, ChFCAtlas2002
4Allen E. DunahooThomaston, CTFiscal Wisdom Wealth Management LLCAdviser and broker–Atlas2006
5Max D. IsaacmanCanton, CTFiscal Wisdom Wealth Management LLCAdviser only–Atlas2013
6Jessica MartinCanton, CTFiscal Wisdom Wealth Management LLCAdviser only–Atlas2024
7Daniel A. RobertsCanton, CTFiscal Wisdom Wealth Management LLCAdviser and broker–Atlas2006
8Coty SheanCanton, CTFiscal Wisdom Wealth Management LLCAdviser only–Atlas2025
9Benjamin G. StilleDelray Beach, FLFiscal Wisdom Wealth Management LLCAdviser only–Atlas2006
10Travis M. TazawaCanton, CTFiscal Wisdom Wealth Management LLCAdviser onlyCFPAtlas2017

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.