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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 20 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

20 advisors

Unlock all 20
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Alex BakerCottonwood Heights, UTSofi Wealth LLCAdviser and broker–Atlas2019
2Christopher D. BinghamCottonwood Heights, UTSofi Wealth LLCAdviser and broker–Atlas2015
3Oscar ChavarriaCottonwood Heights, UTSofi Wealth LLCAdviser and broker–Atlas2021
4Theresa J. CombsCottonwood Heights, UTSofi Wealth LLCAdviser and broker–Atlas2018
5Filip DomazetSalt Lake City, UTSofi Wealth LLCAdviser and broker–Atlas2018
6McKay DownsCottonwood Heights, UTSofi Wealth LLCAdviser and broker–Atlas2026
7Matthew EddingtonCottonwood Heights, UTSofi Wealth LLCAdviser and broker–Atlas2019
8Nan GuoCottonwood Heights, UTSofi Wealth LLCAdviser and broker–Atlas2021
9Joshua J. HendricksSalt Lake City, UTSofi Wealth LLCAdviser and broker–Atlas2015
10Jeremy E. JohansenSalt Lake City, UTSofi Wealth LLCAdviser and broker–Atlas2013

10 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.