Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,212Registered advisersEvery investment adviser representative
- 304,829Dually registered77% are also broker reps
- 93,383Adviser onlyNot registered with a broker-dealer
- 25,629FirmsWhere they're registered
- 56,885CFPs10,996 CFAs, 12,688 ChFCs
From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
10 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Nicole Q. CarlonBoca Raton, FL | Mutual Advisors, LLC | Adviser only | CFP | Atlas | 2016 |
| 2Alexander J. CrossSt. Petersburg, FL | Mutual Advisors, LLC | Adviser only | – | Atlas | 2005 |
| 3Grant K. DobbsSaint Petersburg, FL | Mutual Advisors, LLC | Adviser only | CFP | Atlas | 2023 |
| 4Robert L. Dobbs Jr.St. Petersburg, FL | Mutual Advisors, LLC | Adviser only | – | Atlas | 1999 |
| 5Eyal GalinskyBoca Raton, FL | Mutual Advisors, LLC | Adviser only | ChFC | Atlas | 1995 |
| 6Aleksandra A. GierszewskaParrish, FL | Mutual Advisors, LLC | Adviser and broker | ChFC | Atlas | 2013 |
| 7David R. HendersonSt. Petersburg, FL | Mutual Advisors, LLC | Adviser and broker | – | Atlas | 2004 |
| 8Dennis G. HennessyEstero, FL | Mutual Advisors, LLC | Adviser and broker | – | Atlas | 1996 |
| 9Andrew M. KriegerNaples, FL | Mutual Advisors, LLC | Adviser only | – | Atlas | 2001 |
| 10Mitchell C. VossPonte Vedra, FL | Mutual Advisors, LLC | Adviser and broker | – | Atlas | 2026 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.