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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 21 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

21 advisors

Unlock all 21
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Ali AhmadiSan Mateo, CANewfront Retirement Services, Inc.Adviser only–Atlas2020
2Christian M. BretzSan Mateo, CANewfront Retirement Services, Inc.Adviser only–Atlas2002
3Alec BrockellSacramento, CANewfront Retirement Services, Inc.Adviser only–Atlas2026
4Brandon BuckleySan Mateo, CANewfront Retirement Services, Inc.Adviser only–Atlas2025
5Christopher J. CallSan Mateo, CANewfront Retirement Services, Inc.Adviser onlyCFPAtlas2001
6Jacob DalySan Mateo, CANewfront Retirement Services, Inc.Adviser only–Atlas2014
7Abiy FissehaSan Mateo, CANewfront Retirement Services, Inc.Adviser onlyCFPAtlas2006
8Curtis FugateRancho Cordova, CANewfront Retirement Services, Inc.Adviser only–Atlas2021
9Trent B. GreenSan Francisco, CANewfront Retirement Services, Inc.Adviser only–Atlas2026
10Gregory F. KaplanSan Jose, CANewfront Retirement Services, Inc.Adviser onlyCFAAtlas2023

11 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.