Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,212Registered advisersEvery investment adviser representative
- 304,829Dually registered77% are also broker reps
- 93,383Adviser onlyNot registered with a broker-dealer
- 25,629FirmsWhere they're registered
- 56,885CFPs10,996 CFAs, 12,688 ChFCs
From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
9 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Ashley E. ArmentaDeerfield, IL | E. A. Horwitz LLC | Adviser and broker | – | Atlas | 2013 |
| 2Patrick B. BrobeckEast Pickerington, OH | E. A. Horwitz LLC | Adviser only | – | Atlas | 2013 |
| 3Mary K. CarletonBaton Rouge, LA | E. A. Horwitz LLC | Adviser only | PFS | Atlas | 2003 |
| 4Edward A. HorwitzDeerfield, IL | E. A. Horwitz LLC | Adviser and broker | – | Atlas | 2006 |
| 5Gerald A. HorwitzWeston, FL | E. A. Horwitz LLC | Adviser only | – | Atlas | 1988 |
| 6Pei LiuDeerfield, IL | E. A. Horwitz LLC | Adviser only | – | Atlas | 2012 |
| 7Lesley WinstonNorth Miami, FL | E. A. Horwitz LLC | Adviser and broker | – | Atlas | 2000 |
| 8Robert W. YoumanDeerfield, IL | E. A. Horwitz LLC | Adviser and broker | – | Atlas | 2010 |
| 9Joan M. ZimniewiczDeerfield, IL | E. A. Horwitz LLC | Adviser and broker | – | Atlas | 2001 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.