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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 114 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

114 advisors

Unlock all 114
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Sean M. AkinsQueensbury, NYTd Private Client Wealth LLCAdviser and broker–Atlas2023
2Schadrac AlcineNew York, NYTd Private Client Wealth LLCAdviser and broker–Atlas2026
3Jordan AylesworthNew York, NYTd Private Client Wealth LLCAdviser and broker–Atlas2022
4Kevin BajanaWhite Plains, NYTd Private Client Wealth LLCAdviser and broker–Atlas2021
5Cesar BasoraBronx, NYTd Private Client Wealth LLCAdviser and broker–Atlas2024
6James H. Beam Jr.New York, NYTd Private Client Wealth LLCAdviser and broker–Atlas2002
7Robert BegunNew York, NYTd Private Client Wealth LLCAdviser and broker–Atlas2006
8Thomas BisighiniNew York, NYTd Private Client Wealth LLCAdviser and brokerCFAAtlas2022
9Frank Borges EspindolaWhitestone, NYTd Private Client Wealth LLCAdviser and broker–Atlas2026
10Stephen BornetNew Hyde Park, NYTd Private Client Wealth LLCAdviser and broker–Atlas2012

104 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.