Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
10 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Shannon BurgessPortland, ME | Td Private Client Wealth LLC | Adviser and broker | – | Atlas | 2009 |
| 2Aaron CasePortland, ME | Td Private Client Wealth LLC | Adviser and broker | CFP | Atlas | 2007 |
| 3John B. DequattroPortland, ME | Td Private Client Wealth LLC | Adviser and broker | – | Atlas | 2014 |
| 4Chase HarkinsAugusta, ME | Td Private Client Wealth LLC | Adviser and broker | – | Atlas | 2025 |
| 5Love M. OlowuPortland, ME | Td Private Client Wealth LLC | Adviser and broker | – | Atlas | 2022 |
| 6Gavin J. ParkerPortland, ME | Td Private Client Wealth LLC | Adviser and broker | – | Atlas | 2004 |
| 7Brett PayneYarmouth, ME | Td Private Client Wealth LLC | Adviser and broker | – | Atlas | 2021 |
| 8Patrick SawyerPortland, ME | Td Private Client Wealth LLC | Adviser and broker | – | Atlas | 2022 |
| 9Kelsey L. SeaveyPortland, ME | Td Private Client Wealth LLC | Adviser and broker | – | Atlas | 2023 |
| 10Joshua WinklerPortland, ME | Td Private Client Wealth LLC | Adviser and broker | – | Atlas | 2008 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.