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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 18 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

18 advisors

Unlock all 18
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Timothy AlstonHartford, CTTd Private Client Wealth LLCAdviser and broker–Atlas2002
2John AshelfordMilford, CTTd Private Client Wealth LLCAdviser and broker–Atlas2002
3Michael AsmeromHamden, CTTd Private Client Wealth LLCAdviser and broker–Atlas2022
4Steven BuczekShelton, CTTd Private Client Wealth LLCAdviser and broker–Atlas2022
5Ashleigh Case BriggsHartford, CTTd Private Client Wealth LLCAdviser and broker–Atlas2021
6Austen DensmoreHartford, CTTd Private Client Wealth LLCAdviser and broker–Atlas2022
7Jeffrey DunphyHartford, CTTd Private Client Wealth LLCAdviser and broker–Atlas2023
8Christien DupuisHartford, CTTd Private Client Wealth LLCAdviser and broker–Atlas2025
9Christopher J. FreemanHartford, CTTd Private Client Wealth LLCAdviser and broker–Atlas2020
10Magdalena E. Gala-HunterFairfield, CTTd Private Client Wealth LLCAdviser and broker–Atlas2021

8 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.