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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 29 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

29 advisors

Unlock all 29
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Brian W. BatterGreat Neck, NYTransamerica Financial Advisors, LLCAdviser and broker–Atlas2008
2Daniel BrownNew York, NYTransamerica Financial Advisors, LLCAdviser and broker–Atlas2006
3Danling CaoFlushing, NYTransamerica Financial Advisors, LLCAdviser and broker–Atlas2021
4Lisa ChalkerGreat Neck, NYTransamerica Financial Advisors, LLCAdviser and broker–Atlas2023
5Yong Sheng ChenGreat Neck, NYTransamerica Financial Advisors, LLCAdviser and broker–Atlas2022
6Paul ChengElmhurst, NYTransamerica Financial Advisors, LLCAdviser and broker–Atlas2008
7Richard M. EdwardsNew York, NYTransamerica Financial Advisors, LLCAdviser and broker–Atlas2021
8Chen Chao FangElmhurst, NYTransamerica Financial Advisors, LLCAdviser only–Atlas2026
9Candida J. HintonFlushing, NYTransamerica Financial Advisors, LLCAdviser and broker–Atlas2015
10Linghsiang HuangFlushing, NYTransamerica Financial Advisors, LLCAdviser and broker–Atlas2019

19 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.