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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Timothy J. AsherLouisville, KYTransamerica Financial Advisors, LLCAdviser and broker–Atlas2007
2Kenneth L. BlockLouisville, KYTransamerica Financial Advisors, LLCAdviser and broker–Atlas2006
3Randall K. BlockLawrenceburg, KYTransamerica Financial Advisors, LLCAdviser and broker–Atlas2007
4Micah H. DixonBardstown, KYTransamerica Financial Advisors, LLCAdviser and broker–Atlas2018
5Jason J. HagenLawrenceburg, KYTransamerica Financial Advisors, LLCAdviser and broker–Atlas2008
6Walter K. JonesCampbellsville, KYTransamerica Financial Advisors, LLCAdviser only–Atlas2026
7Sandra P. MillerLouisville, KYTransamerica Financial Advisors, LLCAdviser and broker–Atlas2007
8Byron V. PattonLawrenceburg, KYTransamerica Financial Advisors, LLCAdviser and broker–Atlas2010
9Jeffrey D. SpainhourLouisville, KYTransamerica Financial Advisors, LLCAdviser and broker–Atlas2017
10Mark A. WinsorLawrenceburg, KYTransamerica Financial Advisors, LLCAdviser and broker–Atlas2015

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.