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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

9 advisors

Unlock all 9
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Leonard S. BakkerNewport Beach, CALifetime Financial, Inc.Adviser only–Atlas2014
2Darren M. CandiottyNewport Beach, CALifetime Financial, Inc.Adviser onlyChFCAtlas2008
3Gary L. HicklinNewport Beach, CALifetime Financial, Inc.Adviser only–Atlas2015
4Sharon R. HicklinNewport Beach, CALifetime Financial, Inc.Adviser only–Atlas2025
5Phillip L. IngleAliso Viejo, CALifetime Financial, Inc.Adviser only–Atlas2010
6Randall A. LuebkeNewport Beach, CALifetime Financial, Inc.Adviser only–Atlas2018
7Yulia G. OrdwayNewport Beach, CALifetime Financial, Inc.Adviser onlyCFPAtlas2026
8Bryon D. PyleNewport Beach, CALifetime Financial, Inc.Adviser only–Atlas2023
9James M. RossiNewport Beach, CALifetime Financial, Inc.Adviser only–Atlas2021

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.