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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 13 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

13 advisors

Unlock all 13
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Briana M. BowkerLos Angeles, CASignature Investment Advisors, LLCAdviser and brokerCFPAtlas2018
2Dillon CranstonLos Angeles, CASignature Investment Advisors, LLCAdviser and broker–Atlas2025
3Troy A. FranzenLos Angeles, CASignature Investment Advisors, LLC +1 moreAdviser and broker–Atlas2004
4Alejandro Hirsch MarinLos Angeles, CASignature Investment Advisors, LLCAdviser and broker–Atlas2021
5Brian D. HolmesLos Angeles, CASignature Investment Advisors, LLC +1 moreAdviser and brokerCFPAtlas2004
6Alex KimLos Angeles, CASignature Investment Advisors, LLC +2 moreAdviser and broker–Atlas2020
7Matthew Y. KimLos Angeles, CASignature Investment Advisors, LLCAdviser and broker–Atlas2002
8Jacob KokLos Angeles, CASignature Investment Advisors, LLCAdviser and broker–Atlas2026
9Andrew LinLos Angeles, CASignature Investment Advisors, LLCAdviser and broker–Atlas2011
10James R. LullLos Angeles, CASignature Investment Advisors, LLCAdviser and broker–Atlas2025

3 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.