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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 8 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

8 advisors

Unlock all 8
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Justin K. BrownCovington, KYLegacy Financial Advisors, Inc.Adviser onlyCFPAtlas2007
2Mitchell J. LampertCovington, KYLegacy Financial Advisors, Inc.Adviser only–Atlas2025
3Michael J. MaiselCovington, KYLegacy Financial Advisors, Inc.Adviser only–Atlas2023
4Michael J. McWhinnieCovington, KYLegacy Financial Advisors, Inc.Adviser onlyCFPAtlas2007
5Lars E. MeimanCovington, KYLegacy Financial Advisors, Inc.Adviser onlyCFAAtlas2024
6Seth H. SanbornCovington, KYLegacy Financial Advisors, Inc.Adviser onlyCFPAtlas2009
7Paul A. SartoriCovington, KYLegacy Financial Advisors, Inc.Adviser only–Atlas2000
8John M. Smith IVCovington, KYLegacy Financial Advisors, Inc.Adviser only–Atlas2006

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.