Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,212Registered advisersEvery investment adviser representative
- 304,829Dually registered77% are also broker reps
- 93,383Adviser onlyNot registered with a broker-dealer
- 25,629FirmsWhere they're registered
- 56,885CFPs10,996 CFAs, 12,688 ChFCs
From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
10 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Manuel AguileraPasadena, CA | Stonemark Wealth Management | Adviser only | – | Atlas | 2023 |
| 2Peter P. ChenPasadena, CA | Stonemark Wealth Management | Adviser and broker | – | Atlas | 2004 |
| 3Morgan T. GoughFlower Mound, TX | Stonemark Wealth Management +1 more | Adviser only | – | Atlas | 2004 |
| 4Terry A. LamnPasadena, CA | Stonemark Wealth Management | Adviser only | CFP | Atlas | 2006 |
| 5Jae M. LeePasadena, CA | Stonemark Wealth Management | Adviser only | – | Atlas | 2024 |
| 6Alexandra D. McCarthyPasadena, CA | Stonemark Wealth Management | Adviser only | – | Atlas | 2024 |
| 7Grover K. McCarthyPasadena, CA | Stonemark Wealth Management | Adviser only | – | Atlas | 2021 |
| 8Aidan PerryPasadena, CA | Stonemark Wealth Management | Adviser only | – | Atlas | 2023 |
| 9Wade S. PerryPasadena, CA | Stonemark Wealth Management | Adviser only | – | Atlas | 1999 |
| 10Michael K. Van LieshoutPasadena, CA | Stonemark Wealth Management | Adviser only | – | Atlas | 2024 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.