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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 168 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

168 advisors

Unlock all 168
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Chris D. AbeytaColorado Springs, CORfg Advisory, LLCAdviser only–Atlas2014
2Robert T. Agnew Jr.Vestavia Hills, ALRfg Advisory, LLCAdviser only–Atlas1993
3Ibraheem W. Ahmad AminVestavia Hills, ALRfg Advisory, LLCAdviser only–Atlas2025
4Elizabeth E. AllamCentennial, CORfg Advisory, LLCAdviser only–Atlas2025
5Susan D. AuerColorado Springs, CORfg Advisory, LLCAdviser onlyCFPAtlas2014
6Sarah A. BabcockPoughkeepsie, NYRfg Advisory, LLCAdviser and broker–Atlas2021
7Allison BellPittsford, NYRfg Advisory, LLC +1 moreAdviser only–Atlas2024
8Letitia S. BerbaumIrvine, CARfg Advisory, LLCAdviser only–Atlas2011
9Paul BernierUniontown, OHRfg Advisory, LLCAdviser only–Atlas2006
10George D. BerridgeKetchum, IDRfg Advisory, LLCAdviser only–Atlas2007

158 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.