Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 8 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
8 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Deborah K. CundiffSchererville, IN | Prosperity Capital Advisors | Adviser only | – | Atlas | 2015 |
| 2Richard T. DunnettSchererville, IN | Prosperity Capital Advisors | Adviser only | – | Atlas | 2013 |
| 3Todd M. Gehring-GervaseSchereville, IN | Prosperity Capital Advisors | Adviser only | – | Atlas | 2024 |
| 4David GriswoldSchwereville, IN | Prosperity Capital Advisors | Adviser only | – | Atlas | 2024 |
| 5Joanna R. HabeggerCarmel, IN | Prosperity Capital Advisors | Adviser only | – | Atlas | 2016 |
| 6Gregory S. HammerSchererville, IN | Prosperity Capital Advisors | Adviser only | – | Atlas | 2008 |
| 7Scott R. LueckeSchererville, IN | Prosperity Capital Advisors | Adviser and broker | – | Atlas | 2008 |
| 8Blake J. PyshSchereville, IN | Prosperity Capital Advisors | Adviser only | – | Atlas | 2026 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.