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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 125 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

125 advisors

Unlock all 125
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Thomas W. AusfahlWestwood, NJModera Wealth Management, LLCAdviser onlyCFPAtlas2010
2Edwin R. Baldrige IIIAllentown, PAModera Wealth Management, LLCAdviser onlyCFPAtlas2000
3Adam BalloutWestwood, NJModera Wealth Management, LLCAdviser only–Atlas2026
4George M. BaughmanWestwood, NJModera Wealth Management, LLCAdviser onlyCFPAtlas2005
5Alexander L. BedfordInverness, FLModera Wealth Management, LLCAdviser only–Atlas2026
6Jeanne F. BernardinBoston, MAModera Wealth Management, LLCAdviser onlyCFPAtlas2017
7Benjamin M. BlakeWestwood, NJModera Wealth Management, LLCAdviser onlyCFPAtlas2017
8Keith R. BlumenstockCharlotte, NCModera Wealth Management, LLCAdviser onlyCFPAtlas2014
9Charles P. BoinskeWestwood, NJModera Wealth Management, LLCAdviser onlyCFAAtlas1993
10Charles P. BoinskeWayne, PAModera Wealth Management, LLCAdviser onlyCFPAtlas2021

115 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.