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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 221 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

221 advisors

Unlock all 221
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Markus L. AakkoChicago, ILNuveen Asset Management, LLCAdviser and brokerCFAAtlas2023
2Carrie E. AbbottChicago, ILNuveen Asset Management, LLCAdviser and broker–Atlas2014
3John W. Abe Jr.Chicago, ILNuveen Asset Management, LLCAdviser and broker–Atlas2014
4Mark Aburano-MeisterChicago, ILNuveen Asset Management, LLCAdviser only–Atlas2012
5Keith T. AlbertinaChicago, ILNuveen Asset Management, LLCAdviser and broker–Atlas2007
6Nicholas B. AlbuChicago, ILNuveen Asset Management, LLCAdviser and broker–Atlas2003
7Neil N. AmirthaChicago, ILNuveen Asset Management, LLCAdviser and broker–Atlas2019
8Connor P. ArcaraChicago, ILNuveen Asset Management, LLCAdviser and broker–Atlas2026
9Jack W. ArcaraChicago, ILNuveen Asset Management, LLCAdviser and broker–Atlas2022
10Nicolaas A. AriziniChicago, ILNuveen Asset Management, LLCAdviser and broker–Atlas2026

211 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.