Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
10 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Elizabeth A. DebassioAvon, CT | Private Advisor Group, LLC | Adviser only | PFS | Atlas | 2008 |
| 2Kimberly FlynnWallingford, CT | Private Advisor Group, LLC | Adviser and broker | – | Atlas | 2022 |
| 3Richard M. MarcianoWest Hartford, CT | Private Advisor Group, LLC | Adviser and broker | CFP | Atlas | 2013 |
| 4Hunter J. PasqualiniWest Hartford, CT | Private Advisor Group, LLC | Adviser and broker | – | Atlas | 2025 |
| 5Elaine M. PotashGreenwich, CT | Private Advisor Group, LLC | Adviser and broker | CFP, ChFC | Atlas | 1998 |
| 6Michael A. RabbittAvon, CT | Private Advisor Group, LLC | Adviser only | CFP | Atlas | 2015 |
| 7William T. RabbittAvon, CT | Private Advisor Group, LLC | Adviser only | CFP | Atlas | 1999 |
| 8John A. RaudatChester, CT | Private Advisor Group, LLC | Adviser and broker | – | Atlas | 1999 |
| 9Harold L. Rives IIIGlastonbury, CT | Private Advisor Group, LLC | Adviser only | – | Atlas | 1991 |
| 10Laura SundquistAvon, CT | Private Advisor Group, LLC | Adviser only | CFP | Atlas | 2012 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.