Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 8 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
8 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Alan R. CrosbyLivermore, CA | Osaic Wealth, Inc. +1 more | Adviser and broker | CFP | Atlas | 2010 |
| 2Gregory A. CrosbyModesto, CA | Osaic Wealth, Inc. +1 more | Adviser and broker | CFP | Atlas | 1997 |
| 3Larry A. GunstreamGlendora, CA | Osaic Wealth, Inc. +1 more | Adviser and broker | – | Atlas | 1997 |
| 4Rick A. HealyPioneer, CA | Southland Equity Partners, LLC. | Adviser only | CFP | Atlas | 1997 |
| 5Michael S. HolbrookWalnut Creek, CA | Osaic Wealth, Inc. +1 more | Adviser and broker | CFP | Atlas | 1997 |
| 6James A. JacksonGrover Beach, CA | Osaic Wealth, Inc. +1 more | Adviser and broker | – | Atlas | 2007 |
| 7Jose R. PortilloTujunga, CA | R.M. Duncan Capital Management Corporation +1 more | Adviser and broker | – | Atlas | 2021 |
| 8Richard S. RebelloWindsor, CA | Osaic Wealth, Inc. +1 more | Adviser and broker | – | Atlas | 2001 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.