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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Ross M. BowenLogan, UTPromontory Financial Planning, LLCAdviser only–Atlas2002
2David M. GoarLayton, UTPromontory Financial Planning, LLCAdviser and broker–Atlas2007
3John D. HouckSpanish Fork, UTPromontory Financial Planning, LLCAdviser onlyChFCAtlas2003
4Emily LangeveldFarmington, UTPromontory Financial Planning, LLCAdviser only–Atlas2024
5Jon Aaron PaulsenFarmington, UTPromontory Financial Planning, LLCAdviser only–Atlas2023
6William E. SandbergFarmington, UTPromontory Financial Planning, LLCAdviser only–Atlas2020
7Robyn D. SimonsLayton, UTPromontory Financial Planning, LLCAdviser only–Atlas2002
8Ron R. ValentineLayton, UTPromontory Financial Planning, LLCAdviser only–Atlas2008
9Brock D. WilliamsonFarmington, UTPromontory Financial Planning, LLCAdviser onlyCFPAtlas2004
10Tyra WilliamsonFarmington, UTPromontory Financial Planning, LLCAdviser only–Atlas2010

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.