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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 5 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

5 advisors

Unlock all 5
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Vance Q. BennettDublin, OHParallel Equity Advisors Ltd.Adviser and brokerCFPAtlas2018
2Bart M. FisherDublin, OHParallel Equity Advisors Ltd.Adviser and brokerCFP, ChFCAtlas2024
3Bianka S. FisherDublin, OHParallel Equity Advisors Ltd.Adviser and broker–Atlas2025
4Aaron C. GardnerDublin, OHParallel Equity Advisors Ltd.Adviser and broker–Atlas2025
5Ryan A. SmithDublin, OHParallel Equity Advisors Ltd.Adviser and broker–Atlas2007

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.