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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 35 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

35 advisors

Unlock all 35
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Alfonso AldreteSan Diego, CAIpg Investment Advisors, LLCAdviser and broker–Atlas2010
2Gerardo Arizpe AguirreCaohulaIpg Investment Advisors, LLCAdviser and broker–Atlas2021
3Francisco J. ArrangoizMiami, FLIpg Investment Advisors, LLCAdviser and broker–Atlas2019
4Mauricio U. AssaelSan Diego, CAIpg Investment Advisors, LLCAdviser and broker–Atlas2014
5Alberto BenreySan Diego, CAIpg Investment Advisors, LLCAdviser and broker–Atlas2010
6Rafael Benrey GrinbergSan Diego, CAIpg Investment Advisors, LLCAdviser and broker–Atlas2016
7Larissa CeronSan Diego, CAIpg Investment Advisors, LLCAdviser and broker–Atlas2004
8Juan Pablo Correa BayardoJaliscoIpg Investment Advisors, LLCAdviser only–Atlas2023
9Juan L. De La GarzaSan Diego, CAIpg Investment Advisors, LLCAdviser and broker–Atlas2012
10Christopher Ellison BaezaSan Diego, CAIpg Investment Advisors, LLCAdviser only–Atlas2023

25 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.