Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
10 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Brian L. DouglassTustin, CA | Financial Advisors Network, Inc. | Adviser only | CFP | Atlas | 2014 |
| 2Maxwell M. GrayTustin, CA | Financial Advisors Network, Inc. | Adviser only | – | Atlas | 2025 |
| 3John W. HarneyTustin, CA | Financial Advisors Network, Inc. | Adviser only | – | Atlas | 2025 |
| 4Rod H. KampsTustin, CA | Financial Advisors Network, Inc. | Adviser only | CFP | Atlas | 1999 |
| 5Gabriella E. KeeferTustin, CA | Financial Advisors Network, Inc. | Adviser only | – | Atlas | 2018 |
| 6Zachary C. McAlisterTustin, CA | Financial Advisors Network, Inc. | Adviser only | – | Atlas | 2026 |
| 7Nicole T. OswaltTustin, CA | Financial Advisors Network, Inc. | Adviser only | – | Atlas | 2020 |
| 8Joseph A. PenceTustin, CA | Financial Advisors Network, Inc. | Adviser only | ChFC | Atlas | 2014 |
| 9David C. ReiterTustin, CA | Financial Advisors Network, Inc. | Adviser only | – | Atlas | 2025 |
| 10Tyler A. ThompkinsTustin, CA | Financial Advisors Network, Inc. +1 more | Adviser only | CFP | Atlas | 2022 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.