Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
9 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Eric E. AltSan Francisco, CA | Pathstone | Adviser only | – | Atlas | 2026 |
| 2Frederick R. BacaniEnglewood, NJ | Pathstone +1 more | Adviser only | – | Atlas | 2004 |
| 3William M. BagnardLos Angeles, CA | Pathstone | Adviser only | CFA | Atlas | 2014 |
| 4Kaili ChenLos Angeles, CA | Pathstone | Adviser only | – | Atlas | 2025 |
| 5David C. KahnLos Angeles, CA | Pathstone | Adviser only | CFP | Atlas | 1998 |
| 6Ronak G. PatelLos Angeles, CA | Pathstone | Adviser only | CFP | Atlas | 2025 |
| 7Eric M. SassanoSan Francisco, CA | Pathstone | Adviser only | – | Atlas | 2021 |
| 8Eric S. ShulenbergerNewtown Square, PA | Pathstone +1 more | Adviser only | – | Atlas | 2015 |
| 9Jennifer W. ThomasSan Francisco, CA | Pathstone | Adviser only | – | Atlas | 2026 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.