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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

9 advisors

Unlock all 9
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Justin V. BuiNaples, FLCapital Wealth Planning, LLCAdviser only–Atlas2024
2Jeffrey A. CarneyNaples, FLCapital Wealth Planning, LLCAdviser only–Atlas2003
3Jose A. CruzNaples, FLCapital Wealth Planning, LLCAdviser only–Atlas2025
4Barry J. MohanNaples, FLCapital Wealth Planning, LLCAdviser only–Atlas2026
5Joey V. OxfordNaples, FLCapital Wealth Planning, LLCAdviser only–Atlas2000
6Kevin G. SimpsonNaples, FLCapital Wealth Planning, LLCAdviser only–Atlas2007
7Joshua L. SmithNaples, FLCapital Wealth Planning, LLCAdviser onlyCFAAtlas2009
8Regan WallNaples, FLCapital Wealth Planning, LLCAdviser only–Atlas2014
9David M. WhittakerNaples, FLCapital Wealth Planning, LLCAdviser only–Atlas2025

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.