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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 925 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

925 advisors

Unlock all 925
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Nathalie AbaunzaHouston, TXMorgan StanleyAdviser and broker–Atlas2021
2Sorush S. AbboudAustin, TXMorgan StanleyAdviser and brokerCFAAtlas2015
3John B. AbeytaSan Antonio, TXMorgan StanleyAdviser and broker–Atlas1998
4Armando AcevedoHouston, TXMorgan StanleyAdviser and broker–Atlas2008
5Pragya B. AcharyaPlano, TXMorgan StanleyAdviser and broker–Atlas2017
6Aderemi O. AdeyemoHouston, TXMorgan StanleyAdviser and broker–Atlas2020
7John M. AdickesSan Antonio, TXMorgan StanleyAdviser and broker–Atlas2000
8Spencer R. AdickesSan Antonio, TXMorgan StanleyAdviser and broker–Atlas2019
9Christopher D. AitkenPlano, TXMorgan StanleyAdviser and broker–Atlas2011
10Lina M. AlanisHouston, TXMorgan StanleyAdviser and broker–Atlas2015

915 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.