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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 23 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

23 advisors

Unlock all 23
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Thaddeus M. BarnesSioux Falls, SDMorgan StanleyAdviser and broker–Atlas2000
2Edward R. CookRapid City, SDMorgan StanleyAdviser and broker–Atlas1999
3Jordan E. CookRapid City, SDMorgan StanleyAdviser and broker–Atlas2010
4Keaton DeiterSioux Falls, SDMorgan StanleyAdviser and broker–Atlas2024
5Daniel S. GoemanSioux Falls, SDMorgan StanleyAdviser and broker–Atlas2001
6Samuel B. GothamSioux Falls, SDMorgan StanleyAdviser and broker–Atlas2017
7Robert J. HallSioux Falls, SDMorgan StanleyAdviser and broker–Atlas1999
8Cheryl R. HaugseRapid City, SDMorgan StanleyAdviser and broker–Atlas2011
9David P. HenrySioux Falls, SDMorgan StanleyAdviser and broker–Atlas2024
10Nancy A. HigginsSioux Falls, SDMorgan StanleyAdviser and broker–Atlas2010

13 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.