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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 320 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

320 advisors

Unlock all 320
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Sonja L. AarninkWilmington, NCMorgan StanleyAdviser and broker–Atlas2015
2Gianni T. AbballeCharlotte, NCMorgan StanleyAdviser and brokerCFPAtlas2014
3Rodney A. AdderleyRaleigh, NCMorgan StanleyAdviser and broker–Atlas2010
4Aman AggarwalRaleigh, NCMorgan StanleyAdviser and broker–Atlas2009
5Arjun AggarwalRaleigh, NCMorgan StanleyAdviser and broker–Atlas2008
6Ashwin AggarwalRaleigh, NCMorgan StanleyAdviser and broker–Atlas2007
7Mary A. AkinRaleigh, NCMorgan StanleyAdviser and broker–Atlas2003
8Kevin A. AlexanderFayetteville, NCMorgan StanleyAdviser and broker–Atlas2024
9Jan E. AllenWinston-Salem, NCMorgan StanleyAdviser and broker–Atlas2005
10Garrett P. AndersonRaleigh, NCMorgan StanleyAdviser and broker–Atlas2007

310 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.