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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 23 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

23 advisors

Unlock all 23
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Joseph BarberaNew York, NYWellington Shields & Co., LLC +1 moreAdviser and broker–Atlas2023
2Georges C. BoyerNew York, NYWellington Shields & Co., LLCAdviser and broker–Atlas2009
3Donald E. ChappellNew York, NYWellington Shields & Co., LLCAdviser only–Atlas2021
4Joshua D. CoonceThomasville, GAWellington Shields & Co., LLCAdviser and broker–Atlas2026
5Alexander M. CrippsNew York, NYWellington Shields & Co., LLCAdviser and brokerCFAAtlas2006
6Anthony J. DapratoNew York, NYWellington Shields & Co., LLCAdviser and broker–Atlas2010
7James E. FaheyLocust Valley, NYWellington Shields & Co., LLCAdviser and broker–Atlas2005
8Deborah B. GaskinsNew York, NYWellington Shields & Co., LLCAdviser and broker–Atlas2005
9Timothy GaulinShelburne Falls, MAWellington Shields & Co., LLCAdviser and brokerCFPAtlas2022
10William S. HayesNew York, NYWellington Shields & Co., LLCAdviser and broker–Atlas2025

13 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.