Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 6 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
6 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Aaron M. BauerAppleton, WI | Mercer Global Advisors Inc. | Adviser only | CFP | Atlas | 2020 |
| 2Tyler J. BauerAppleton, WI | Mercer Global Advisors Inc. | Adviser only | CFP | Atlas | 2023 |
| 3Douglas K. GiageosMadison, WI | Mercer Global Advisors Inc. | Adviser only | CFP, CFA | Atlas | 2011 |
| 4Jeffrey M. LokkenOnalaska, WI | Mercer Global Advisors Inc. | Adviser only | CFP, ChFC | Atlas | 2001 |
| 5Lucas E. SchwallerOnalaska, WI | Mercer Global Advisors Inc. | Adviser only | – | Atlas | 2015 |
| 6Jason S. SobolikOnalaska, WI | Mercer Global Advisors Inc. | Adviser only | CFP | Atlas | 2008 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.