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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 27 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

27 advisors

Unlock all 27
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Juan P. Andrade FrichSan Antonio, TXAlterna Wealth Management, Inc.Adviser and broker–Atlas2014
2Eugenio G. CanalesHouston, TXAlterna Wealth Management, Inc.Adviser and broker–Atlas2024
3Roberto CanoSan Antonio, TXAlterna Wealth Management, Inc.Adviser and broker–Atlas2023
4Jose Maria Celorio AlvarezHouston, TXAlterna Wealth Management, Inc.Adviser and broker–Atlas2022
5Raul Chapa UgaldeHouston, TXAlterna Wealth Management, Inc.Adviser and broker–Atlas2022
6Antun Domit IIISan Antonio, TXAlterna Wealth Management, Inc.Adviser and broker–Atlas2016
7Patricio EsquivelHouston, TXAlterna Wealth Management, Inc.Adviser and broker–Atlas2026
8Rosario F. FloresSan Antonio, TXAlterna Wealth Management, Inc.Adviser and broker–Atlas2022
9Maribel GalindoHouston, TXAlterna Wealth Management, Inc.Adviser and broker–Atlas2010
10Santiago M. GarzaHouston, TXAlterna Wealth Management, Inc.Adviser and broker–Atlas2025

17 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.