Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
10 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Jason D. BeckleyHickory, NC | Advisory Services Network | Adviser only | – | Atlas | 2011 |
| 2Carter S. CollinsCharlotte, NC | Advisory Services Network | Adviser only | – | Atlas | 2026 |
| 3Amanda D. DowellHickory, NC | Advisory Services Network | Adviser only | – | Atlas | 2025 |
| 4Wendolyn ForbesWaynesville, NC | Advisory Services Network | Adviser only | CFP | Atlas | 2009 |
| 5Daniel A. MartinRaleigh, NC | Advisory Services Network | Adviser only | – | Atlas | 2026 |
| 6Blake L. ParoRaleigh, NC | Advisory Services Network | Adviser and broker | – | Atlas | 2005 |
| 7Peyton E. PoundsCharlotte, NC | Advisory Services Network | Adviser only | – | Atlas | 2025 |
| 8Brent N. TownsendHickory, NC | Advisory Services Network | Adviser and broker | ChFC | Atlas | 2004 |
| 9Louis S. WetmoreHickory, NC | Advisory Services Network | Adviser only | – | Atlas | 2010 |
| 10Eric D. WhitenerHickory, NC | Advisory Services Network | Adviser only | – | Atlas | 2011 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.