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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 6 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

6 advisors

Unlock all 6
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Steven J. LemirePhoenix, AZSmead Capital Management, Inc.Adviser only–Atlas2004
2Daniel MarshallPhoenix, AZSmead Capital Management, Inc.Adviser and broker–Atlas2015
3Brendan P. O'HoraRingwood, NJSmead Capital Management, Inc.Adviser and broker–Atlas2026
4Yelena A. SchubertPhoenix, AZSmead Capital Management, Inc.Adviser only–Atlas2008
5Cole W. SmeadPhoenix, AZSmead Capital Management, Inc.Adviser only–Atlas2006
6William W. SmeadPhoenix, AZSmead Capital Management, Inc.Adviser only–Atlas2001

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.