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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 54 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

54 advisors

Unlock all 54
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Bridget R. BallEast Syracuse, NYPinnacle Investments, LLCAdviser and broker–Atlas2016
2Raymond S. BeckAbington, PAPinnacle Investments, LLCAdviser and broker–Atlas2014
3Robert S. BeckPhiladelphia, PAPinnacle Investments, LLCAdviser and brokerCFPAtlas2009
4John V. BianchiniEast Syracuse, NYPinnacle Investments, LLCAdviser and broker–Atlas2021
5Michele L. BrissonEast Syracuse, NYPinnacle Investments, LLCAdviser and broker–Atlas2025
6John BussEast Syracuse, NYPinnacle Investments, LLCAdviser and broker–Atlas2012
7William F. Callahan IVWest Palm Beach, FLPinnacle Investments, LLCAdviser and broker–Atlas2006
8Timothy C. CarrAuburn, NYPinnacle Investments, LLCAdviser and brokerCFPAtlas2018
9Stephen Y. ChowEast Syracuse, NYPinnacle Investments, LLCAdviser and broker–Atlas2016
10Robert F. CuculichEast Syracuse, NYPinnacle Investments, LLCAdviser and broker–Atlas2021

44 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.