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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 19 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

19 advisors

Unlock all 19
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Adrian Aguirre OjedaMiami, FLBulltick Wealth Management, LLCAdviser only–Atlas2024
2Jose R. CovianMiami, FLBulltick Wealth Management, LLCAdviser and broker–Atlas2022
3Diego De La Serna ValenciaHermonsilloBulltick Wealth Management, LLCAdviser and broker–Atlas2022
4Jaime Del Valle CastilloMiami, FLBulltick Wealth Management, LLCAdviser and broker–Atlas2025
5Alejandro GarciaWestport, CTBulltick Wealth Management, LLCAdviser and broker–Atlas2010
6Javier Garza LozanoSan Pedro Garza GarciaBulltick Wealth Management, LLCAdviser and broker–Atlas2023
7Nicolas HernandezMiami, FLBulltick Wealth Management, LLCAdviser and broker–Atlas2024
8Rita M. Herrera De Von Der GoltzMiami, FLBulltick Wealth Management, LLCAdviser only–Atlas2022
9Adolfo LazaroMiami, FLBulltick Wealth Management, LLCAdviser and broker–Atlas2022
10Juan J. Lopez QuinonesMiami, FLBulltick Wealth Management, LLCAdviser and brokerCFAAtlas2021

9 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.